James Hagedorn - Sep 10, 2021 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Signature
Kathy L. Uttley as attorney-in-fact for James Hagedorn
Stock symbol
SMG
Transactions as of
Sep 10, 2021
Transactions value $
$100,287
Form type
4
Date filed
9/14/2021, 04:10 PM
Previous filing
Aug 31, 2021
Next filing
Sep 29, 2021

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Phantom Stock Award $95.3K +618 +0.43% $154.15 146K Sep 10, 2021 Common Shares 618 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F2 Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F3 Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.