Kristine Anderson - Dec 4, 2023 Form 4 Insider Report for Booz Allen Hamilton Holding Corp (BAH)

Signature
By: /s/ Lubna Malik, as Attorney-in-Fact for Kristine M. Anderson
Stock symbol
BAH
Transactions as of
Dec 4, 2023
Transactions value $
-$511,059
Form type
4
Date filed
12/6/2023, 04:03 PM
Previous filing
Nov 14, 2023
Next filing
Jan 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAH Class A Common Stock Options Exercise $147K +5.06K +7.07% $29.08* 76.7K Dec 4, 2023 Direct F1, F2
transaction BAH Class A Common Stock Sale -$658K -5.06K -6.6% $130.00 71.7K Dec 4, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAH Employee Stock Option (right to buy) Options Exercise $0 -5.06K -49.98% $0.00 5.07K Dec 4, 2023 Class A Common Stock 5.06K $29.08 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 3, 2023.
F2 Includes restricted stock units.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 3, 2023.
F4 All options were fully vested and exercisable.