Kristine M. Anderson - 21 Jun 2023 Form 4 Insider Report for Booz Allen Hamilton Holding Corp (BAH)

Signature
By: /s/ Lubna Malik, as Attorney-in-Fact for Kristine M. Anderson
Issuer symbol
BAH
Transactions as of
21 Jun 2023
Net transactions value
-$409,779
Form type
4
Filing time
23 Jun 2023, 16:07:16 UTC
Previous filing
05 Jun 2023
Next filing
14 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAH Class A Common Stock Options Exercise $147,261 +5,064 +7.1% $29.08 76,720 21 Jun 2023 Direct F1, F2
transaction BAH Class A Common Stock Sale $557,040 -5,064 -6.6% $110.00 71,656 21 Jun 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAH Employee Stock Option (right to buy) Options Exercise $0 -5,064 -25% $0.000000 15,196 21 Jun 2023 Class A Common Stock 5,064 $29.08 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.
F2 Includes restricted stock units.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.
F4 All shares were fully vested and exercisable.