Horacio Rozanski - Jun 2, 2023 Form 4 Insider Report for Booz Allen Hamilton Holding Corp (BAH)

Role
President and CEO, Director
Signature
By: /s/ Lubna Malik, as Attorney-in-Fact for Horacio D. Rozanski
Stock symbol
BAH
Transactions as of
Jun 2, 2023
Transactions value $
-$3,324,936
Form type
4
Date filed
6/5/2023, 04:14 PM
Previous filing
May 30, 2023
Next filing
Jun 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAH Class A Common Stock Options Exercise $1.3M +44.7K +7.06% $29.08* 678K Jun 2, 2023 Direct F1, F2
transaction BAH Class A Common Stock Sale -$4.62M -44.7K -6.59% $103.48 633K Jun 2, 2023 Direct F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAH Employee Stock Option (right to buy) Options Exercise $0 -44.7K -50% $0.00 44.7K Jun 2, 2023 Class A Common Stock 44.7K $29.08 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.
F2 Includes restricted stock units.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2023.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103 to $103.82, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 All options were fully vested and exercisable.