Elizabeth M. Thompson - Apr 21, 2023 Form 4 Insider Report for Booz Allen Hamilton Holding Corp (BAH)

Role
EVP & Chief People Officer
Signature
By: /s/ Lubna Malik, as Attorney-in-Fact for Elizabeth M. Thompson
Stock symbol
BAH
Transactions as of
Apr 21, 2023
Transactions value $
-$885,060
Form type
4
Date filed
4/24/2023, 04:13 PM
Previous filing
Apr 4, 2023
Next filing
May 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAH Class A Common Stock Options Exercise $866K +11.6K +56.72% $74.59 32.1K Apr 21, 2023 Direct F1, F2
transaction BAH Class A Common Stock Options Exercise $1.01M +16.3K +50.84% $62.12 48.4K Apr 21, 2023 Direct F1, F2
transaction BAH Class A Common Stock Sale -$2.76M -27.9K -57.7% $99.00 20.5K Apr 21, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAH Employee Stock Option (right to buy) Options Exercise $0 -11.6K -59.99% $0.00 7.75K Apr 21, 2023 Class A Common Stock 11.6K $74.59 Direct F4
transaction BAH Employee Stock Option (right to buy) Options Exercise $0 -16.3K -80% $0.00 4.08K Apr 21, 2023 Class A Common Stock 16.3K $62.12 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2023.
F2 Includes restricted stock units.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 3, 2023.
F4 11,613 options were fully vested and exercisable. 3,871 and 3,875 options will vest and become exercisable on March 31, 2024 and March 31, 2025, respectively, subject to the Reporting Person's continued employment.
F5 16,312 options were fully vested and exercisable. 4,079 options will vest and become exercisable on March 31, 2024, subject to the Reporting Person's continued employment.