Hope F. Cochran - 28 Dec 2023 Form 4 Insider Report for MongoDB, Inc. (MDB)

Role
Director
Signature
/s/ Gahee Lee, Attorney in Fact
Issuer symbol
MDB
Transactions as of
28 Dec 2023
Net transactions value
-$882,943
Form type
4
Filing time
02 Jan 2024, 16:23:53 UTC
Previous filing
13 Nov 2023
Next filing
03 Apr 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MDB Class A Common Stock Options Exercise $22,270 +2,938 +30% $7.58* 12,660 28 Dec 2023 Direct F1
transaction MDB Class A Common Stock Sale $905,213 -2,175 -17% $416.19 10,485 28 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MDB Stock Option (Right to Buy) Options Exercise $0 -2,938 -8.3% $0.000000 32,312 28 Dec 2023 Class A Common Stock 2,938 $7.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Immediately exercisable and fully vested.