Dwight A. Merriman - Nov 1, 2023 Form 4 Insider Report for MongoDB, Inc. (MDB)

Role
Director
Signature
/s/ Gahee Lee, Attorney in Fact
Stock symbol
MDB
Transactions as of
Nov 1, 2023
Transactions value $
-$1,674,143
Form type
4
Date filed
11/3/2023, 04:16 PM
Previous filing
Oct 11, 2023
Next filing
Nov 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MDB Class A Common Stock Sale -$345K -1K -0.19% $345.21 534K Nov 1, 2023 By Trust F1, F2
transaction MDB Class A Common Stock Sale -$60.6K -184 -0.02% $329.61 1.19M Nov 3, 2023 Direct F1, F3
transaction MDB Class A Common Stock Sale -$400K -1.21K -0.1% $330.48 1.19M Nov 3, 2023 Direct F1, F4
transaction MDB Class A Common Stock Sale -$166K -502 -0.04% $331.57 1.19M Nov 3, 2023 Direct F1, F5
transaction MDB Class A Common Stock Sale -$318K -957 -0.08% $332.56 1.19M Nov 3, 2023 Direct F1, F6
transaction MDB Class A Common Stock Sale -$197K -589 -0.05% $333.80 1.19M Nov 3, 2023 Direct F1, F7
transaction MDB Class A Common Stock Sale -$88K -263 -0.02% $334.59 1.19M Nov 3, 2023 Direct F1, F8
transaction MDB Class A Common Stock Sale -$68.5K -204 -0.02% $335.55 1.19M Nov 3, 2023 Direct F1, F9
transaction MDB Class A Common Stock Sale -$31K -92 -0.01% $336.62 1.19M Nov 3, 2023 Direct F1, F10
holding MDB Class A Common Stock 95K Nov 1, 2023 Dwight A. Merriman Charitable Foundation F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 These shares are held by The Dwight A. Merriman 2012 Trust for the benefit of the Reporting Person's children.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $328.99 to $329.94, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $330.00 to $330.98, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.08 to $331.96, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $332.09 to $332.95, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F7 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.18 to $334.15, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F8 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.18 to $334.89, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F9 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $335.24 to $336.17, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F10 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.50 to $336.74, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F11 The Dwight A. Merriman Charitable Foundation is a Delaware nonstock nonprofit corporation. The Reporting Person is deemed to have voting and investment power over the shares of MongoDB, Inc. Class A Common Stock held by the Dwight A. Merriman Charitable Foundation, but has no pecuniary interest in these shares.