Hope F. Cochran - Sep 15, 2023 Form 4 Insider Report for MongoDB, Inc. (MDB)

Role
Director
Signature
/s/ Paul Johnston, Attorney-in-Fact
Stock symbol
MDB
Transactions as of
Sep 15, 2023
Transactions value $
-$763,225
Form type
4
Date filed
9/19/2023, 04:19 PM
Previous filing
Aug 17, 2023
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MDB Class A Common Stock Options Exercise $22.3K +2.94K +32.78% $7.58 11.9K Sep 15, 2023 Direct F1
transaction MDB Class A Common Stock Sale -$785K -2.17K -18.28% $361.31 9.72K Sep 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MDB Stock Option (Right to Buy) Options Exercise $0 -2.94K -7.69% $0.00 35.3K Sep 15, 2023 Class A Common Stock 2.94K $7.58 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Immediately exercisable and fully vested.