Christopher Winters - Nov 6, 2023 Form 4 Insider Report for APPIAN CORP (APPN)

Role
General Counsel
Signature
/s/ Angela Patterson, Attorney-in-Fact
Stock symbol
APPN
Transactions as of
Nov 6, 2023
Transactions value $
-$80,279
Form type
4
Date filed
11/8/2023, 04:08 PM
Previous filing
Nov 2, 2023
Next filing
Nov 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPN Class A Common Stock Options Exercise $0 +6.68K +43.92% $0.00 21.9K Nov 6, 2023 Direct F1
transaction APPN Class A Common Stock Tax liability -$80.3K -2.01K -9.19% $39.90 19.9K Nov 7, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APPN Restricted Stock Unit Options Exercise $0 -2.26K -50% $0.00 2.26K Nov 6, 2023 Class A Common Stock 2.26K Direct F2, F3
transaction APPN Restricted Stock Unit Options Exercise $0 -3.19K -100% $0.00* 0 Nov 6, 2023 Class A Common Stock 3.19K Direct F2, F4
transaction APPN Restricted Stock Unit Options Exercise $0 -1.23K -25% $0.00 3.7K Nov 6, 2023 Class A Common Stock 1.23K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F3 The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
F4 The RSUs were granted on August 2, 2022, and vested on November 6, 2023.
F5 The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.