Pavel Zamudio-Ramirez - 05 May 2023 Form 4 Insider Report for APPIAN CORP (APPN)

Role
Chief Customer Officer
Signature
/s/ Angela Patterson, Attorney-in-Fact
Issuer symbol
APPN
Transactions as of
05 May 2023
Net transactions value
-$57,528
Form type
4
Filing time
09 May 2023, 16:31:44 UTC
Previous filing
10 Nov 2022
Next filing
08 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPN Class A Common Stock Options Exercise $0 +4,299 +48% $0.000000 13,301 05 May 2023 Direct F1, F2
transaction APPN Class A Common Stock Options Exercise $0 +588 +4.4% $0.000000 13,889 05 May 2023 Direct F1
transaction APPN Class A Common Stock Tax liability $57,528 -1,694 -12% $33.96 12,195 05 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APPN Restricted Stock Unit Options Exercise $0 -4,299 -33% $0.000000 8,598 05 May 2023 Class A Common Stock 4,299 Direct F3, F4
transaction APPN Restricted Stock Unit Options Exercise $0 -588 -33% $0.000000 1,176 05 May 2023 Class A Common Stock 588 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2 Includes 136,129, 120 and 146 shares acquired on 2/1/23, 3/1/23, 4/3/23 and 5/323, respectively, under the Appian Corporation Employee Stock Purchase Plan.
F3 Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F4 The RSUs were granted on May 5, 2020, and vest in three equal installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F5 The RSUs were granted on May 4, 2021, and vest in four equal annual installments commencing on May 5, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.