Mark Matheos - 05 May 2023 Form 4 Insider Report for APPIAN CORP (APPN)

Role
Chief Financial Officer
Signature
/s/ Angela Patterson, Attorney-in-Fact
Issuer symbol
APPN
Transactions as of
05 May 2023
Net transactions value
-$140,142
Form type
4
Filing time
09 May 2023, 16:21:02 UTC
Previous filing
07 Mar 2023
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPN Class A Common Stock Options Exercise $0 +3,565 +94% $0.000000 7,344 05 May 2023 Direct F1
transaction APPN Class A Common Stock Tax liability $36,269 -1,068 -15% $33.96 6,276 05 May 2023 Direct
transaction APPN Class A Common Stock Options Exercise $0 +9,718 +97% $0.000000 19,773 08 May 2023 Direct F1
transaction APPN Class A Common Stock Tax liability $103,873 -2,926 -15% $35.50 16,847 08 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APPN Restricted Stock Unit Options Exercise $0 -941 -33% $0.000000 1,882 05 May 2023 Class A Common Stock 941 Direct F2, F3
transaction APPN Restricted Stock Unit Options Exercise $0 -20 -100% $0.000000* 0 05 May 2023 Class A Common Stock 20 Direct F2, F4
transaction APPN Restricted Stock Unit Options Exercise $0 -2,604 -25% $0.000000 7,812 05 May 2023 Class A Common Stock 2,604 Direct F2, F5
transaction APPN Restricted Stock Unit Award $0 +9,718 $0.000000 9,718 08 May 2023 Class A Common Stock 9,718 Direct F2, F6
transaction APPN Restricted Stock Unit Options Exercise $0 -9,718 -100% $0.000000* 0 08 May 2023 Class A Common Stock 9,718 Direct F2, F6
transaction APPN Restricted Stock Unit Award $0 +14,368 $0.000000 14,368 08 May 2023 Class A Common Stock 14,368 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F3 The RSUs were granted on May 4, 2021, and vest in three equal annual installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F4 The RSUs were granted on April 27, 2018, and vested on May 5, 2023.
F5 The RSUs were granted on May 3, 2022, and vest in four equal annual installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F6 The RSUs were granted on May 8, 2023, and vested immediately upon grant.
F7 The RSUs were granted on May 8, 2023, and vest in four equal installments on each anniversary of May 5, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.