Mark Matheos - May 5, 2023 Form 4 Insider Report for APPIAN CORP (APPN)

Role
Chief Financial Officer
Signature
/s/ Angela Patterson, Attorney-in-Fact
Stock symbol
APPN
Transactions as of
May 5, 2023
Transactions value $
-$140,142
Form type
4
Date filed
5/9/2023, 04:21 PM
Previous filing
Mar 7, 2023
Next filing
Sep 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPN Class A Common Stock Options Exercise $0 +3.57K +94.34% $0.00 7.34K May 5, 2023 Direct F1
transaction APPN Class A Common Stock Tax liability -$36.3K -1.07K -14.54% $33.96 6.28K May 5, 2023 Direct
transaction APPN Class A Common Stock Options Exercise $0 +9.72K +96.65% $0.00 19.8K May 8, 2023 Direct F1
transaction APPN Class A Common Stock Tax liability -$104K -2.93K -14.8% $35.50 16.8K May 8, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APPN Restricted Stock Unit Options Exercise $0 -941 -33.33% $0.00 1.88K May 5, 2023 Class A Common Stock 941 Direct F2, F3
transaction APPN Restricted Stock Unit Options Exercise $0 -20 -100% $0.00* 0 May 5, 2023 Class A Common Stock 20 Direct F2, F4
transaction APPN Restricted Stock Unit Options Exercise $0 -2.6K -25% $0.00 7.81K May 5, 2023 Class A Common Stock 2.6K Direct F2, F5
transaction APPN Restricted Stock Unit Award $0 +9.72K $0.00 9.72K May 8, 2023 Class A Common Stock 9.72K Direct F2, F6
transaction APPN Restricted Stock Unit Options Exercise $0 -9.72K -100% $0.00* 0 May 8, 2023 Class A Common Stock 9.72K Direct F2, F6
transaction APPN Restricted Stock Unit Award $0 +14.4K $0.00 14.4K May 8, 2023 Class A Common Stock 14.4K Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2 Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F3 The RSUs were granted on May 4, 2021, and vest in three equal annual installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F4 The RSUs were granted on April 27, 2018, and vested on May 5, 2023.
F5 The RSUs were granted on May 3, 2022, and vest in four equal annual installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F6 The RSUs were granted on May 8, 2023, and vested immediately upon grant.
F7 The RSUs were granted on May 8, 2023, and vest in four equal installments on each anniversary of May 5, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.