Robert Charles Kramer - 07 Nov 2022 Form 4 Insider Report for APPIAN CORP (APPN)

Reporting relationship: General Manager, Director
Issuer ticker: APPN
Reported as of: 07 Nov 2022
Net transaction value: -$115,888
SEC form: 4
Accepted by SEC: 09 Nov 2022, 15:23:28 UTC
Prior SEC filing: 24 May 2022
Next SEC filing: 08 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ Angela Patterson, Attorney-in-Fact

Key filing fact

Robert Charles Kramer filed Form 4 for APPIAN CORP (APPN) on 09 Nov 2022.

Key facts

This page summarizes Robert Charles Kramer's Form 4 filing for APPIAN CORP (APPN).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 09 Nov 2022, 15:23.

Change

Previous filing in this sequence was filed on 24 May 2022.
Current net transaction value: -$115,888.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

APPN transaction

Class A Common Stock

Options Exercise

Transaction value: $0
Shares: +10,000
Change %: +6.5%
Price: $0.000000
Shares after: 164,527
Date: 07 Nov 2022
Ownership: Direct
Footnotes: F1

APPN transaction

Class A Common Stock

Sale

Transaction value: $86,298
Shares: -2,378
Change %: -1.4%
Price: $36.29
Shares after: 162,149
Date: 07 Nov 2022
Ownership: Direct
Footnotes: F2, F3

APPN transaction

Class A Common Stock

Sale

Transaction value: $29,591
Shares: -767
Change %: -0.47%
Price: $38.58
Shares after: 161,382
Date: 07 Nov 2022
Ownership: Direct
Footnotes: F2, F4

APPN holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,120
Date: 07 Nov 2022
Ownership: See Footnote
Footnotes: F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

APPN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: 0
Change %
Price: $0.000000^*
Shares after: 0
Date: 07 Nov 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 0
Exercise price
Footnotes: F6, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Footnote F2

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2021.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $36.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4).

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.43 to $38.80, inclusive.

Footnote F5

The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.

Footnote F6

Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

Footnote F7

The RSUs were granted on October 25, 2017 and vested in five (5) equal annual installments commencing on November 5, 2018.