Robert Charles Kramer - 07 Nov 2022 Form 4 Insider Report for APPIAN CORP (APPN)

Role
General Manager, Director
Signature
/s/ Angela Patterson, Attorney-in-Fact
Issuer symbol
APPN
Transactions as of
07 Nov 2022
Transactions value $
-$115,888
Form type
4
Filing time
09 Nov 2022, 15:23:28 UTC
Previous filing
24 May 2022
Next filing
08 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPN Class A Common Stock Options Exercise $0 +10K +6.47% $0.00 165K 07 Nov 2022 Direct F1
transaction APPN Class A Common Stock Sale -$86.3K -2.38K -1.45% $36.29 162K 07 Nov 2022 Direct F2, F3
transaction APPN Class A Common Stock Sale -$29.6K -767 -0.47% $38.58 161K 07 Nov 2022 Direct F2, F4
holding APPN Class A Common Stock 9.12K 07 Nov 2022 See Footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APPN Restricted Stock Unit Options Exercise $0 0 $0.00* 0 07 Nov 2022 Class A Common Stock 0 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2021.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 to $36.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4).
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.43 to $38.80, inclusive.
F5 The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.
F6 Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F7 The RSUs were granted on October 25, 2017 and vested in five (5) equal annual installments commencing on November 5, 2018.