Mark Steven Lynch - 05 Nov 2021 Form 4 Insider Report for APPIAN CORP (APPN)

Role
Chief Financial Officer
Signature
/s/ Angela Patterson, Attorney-in-Fact
Issuer symbol
APPN
Transactions as of
05 Nov 2021
Net transactions value
-$490,338
Form type
4
Filing time
09 Nov 2021, 15:44:47 UTC
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPN Class A Common Stock Options Exercise $0 +14,598 +312% $0.000000 19,272 05 Nov 2021 Direct F1
transaction APPN Class A Common Stock Sale $28,181 -304 -1.6% $92.70 18,968 08 Nov 2021 Direct F2, F3
transaction APPN Class A Common Stock Sale $5,733 -61 -0.32% $93.98 18,907 08 Nov 2021 Direct F2, F4
transaction APPN Class A Common Stock Sale $97,337 -1,017 -5.4% $95.71 17,890 08 Nov 2021 Direct F2, F5
transaction APPN Class A Common Stock Sale $73,208 -758 -4.2% $96.58 17,132 08 Nov 2021 Direct F2, F6
transaction APPN Class A Common Stock Sale $254,652 -2,607 -15% $97.68 14,525 08 Nov 2021 Direct F2, F7
transaction APPN Class A Common Stock Sale $31,228 -318 -2.2% $98.20 14,207 08 Nov 2021 Direct F2, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APPN Restricted Stock Unit Options Exercise $0 -10,000 -50% $0.000000 10,000 05 Nov 2021 Class A Common Stock 10,000 Direct F9, F10
transaction APPN Restricted Stock Unit Options Exercise $0 -4,522 -25% $0.000000 13,566 05 Nov 2021 Class A Common Stock 4,522 Direct F9, F11
transaction APPN Restricted Stock Unit Options Exercise $0 -76 -33% $0.000000 152 05 Nov 2021 Class A Common Stock 76 Direct F9, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.06 to $92.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8).
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.74 to $94.35, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.05 to $96.04, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.09 to $97.04, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.44, inclusive.
F9 Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F10 The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F11 The RSUs were granted on October 29, 2019 and vest in five (5) equal annual installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
F12 The RSUs were granted on October 19, 2018, and vest in five (5) equal annual installments commencing on November 5, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.