Christopher Winters - 05 Nov 2021 Form 4 Insider Report for APPIAN CORP (APPN)

Signature
/s/ Angela Patterson, Attorney-in-Fact
Issuer symbol
APPN
Transactions as of
05 Nov 2021
Net transactions value
-$387,871
Form type
4
Filing time
09 Nov 2021, 15:43:22 UTC
Next filing
24 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APPN Class A Common Stock Options Exercise $0 +12,261 +45% $0.000000 39,302 05 Nov 2021 Direct F1
transaction APPN Class A Common Stock Sale $19,734 -213 -0.54% $92.65 39,089 08 Nov 2021 Direct F2, F3
transaction APPN Class A Common Stock Sale $4,594 -49 -0.13% $93.76 39,040 08 Nov 2021 Direct F2, F4
transaction APPN Class A Common Stock Sale $83,625 -873 -2.2% $95.79 38,167 08 Nov 2021 Direct F2, F5
transaction APPN Class A Common Stock Sale $54,170 -561 -1.5% $96.56 37,606 08 Nov 2021 Direct F2, F6
transaction APPN Class A Common Stock Sale $181,959 -1,863 -5% $97.67 35,743 08 Nov 2021 Direct F2, F7
transaction APPN Class A Common Stock Sale $43,788 -446 -1.2% $98.18 35,297 08 Nov 2021 Direct F2, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APPN Restricted Stock Unit Options Exercise $0 -10,000 -50% $0.000000 10,000 05 Nov 2021 Class A Common Stock 10,000 Direct F9, F10
transaction APPN Restricted Stock Unit Options Exercise $0 -2,261 -25% $0.000000 6,783 05 Nov 2021 Class A Common Stock 2,261 Direct F9, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reported Person on March 10, 2021, to cover taxes due upon RSU vesting.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $92.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8).
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.55 to $93.96, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.10 to $96.09, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $97.06, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.33, inclusive.
F9 Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
F10 The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.
F11 The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.