George Apostolou - Nov 15, 2021 Form 3 Insider Report for BayFirst Financial Corp. (BAFN)

Role
Director
Signature
/s/ Richard Pearlman, Attorney-in-Fact
Stock symbol
BAFN
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
3
Date filed
11/15/2021, 08:57 AM
Next filing
Jan 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BAFN Common Stock 86.2K Nov 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BAFN Option (Right to Buy) Nov 15, 2021 Common Stock 5.4K $17.33 Direct F1
holding BAFN Option (Right to Buy) Nov 15, 2021 Common Stock 3.9K $15.67 Direct F2
holding BAFN Option (Right to Buy) Nov 15, 2021 Common Stock 3.9K $14.67 Direct F3
holding BAFN Option (Right to Buy) Nov 15, 2021 Common Stock 3.75K $14.67 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 6/12/2018 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 1/15/2020 date of grant.
F3 These options vest in three equal annual installments beginning one year after the 3/15/2019 date of grant.
F4 These options vest in three equal annual installments beginning one year after the 1/14/2021 date of grant.