Sudhanshu Chhabra - Sep 9, 2021 Form 4 Insider Report for Rexnord Corp (ZWS)

Role
VP-Rexnord Business Systems
Signature
/s/ Jeffrey J. LaValle under Power of Attorney for Sudhanshu Chhabra
Stock symbol
ZWS
Transactions as of
Sep 9, 2021
Transactions value $
-$1,739,386
Form type
4
Date filed
9/13/2021, 05:14 PM
Previous filing
May 27, 2021
Next filing
Oct 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZWS Common Stock Award $1.32M +46.1K +166.4% $28.60 73.7K Sep 9, 2021 Direct
transaction ZWS Common Stock Sale -$2.91M -46.1K -62.46% $63.13 27.7K Sep 9, 2021 Direct F1
transaction ZWS Common Stock Award $121K +4.22K +15.25% $28.60 31.9K Sep 10, 2021 Direct
transaction ZWS Common Stock Sale -$270K -4.22K -13.23% $63.93 27.7K Sep 10, 2021 Direct F2
holding ZWS Common Stock 431 Sep 9, 2021 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZWS Stock Option (right to buy) Options Exercise $0 -50.3K -100% $0.00* 0 Sep 9, 2021 Common Stock 50.3K $28.60 Direct F4
holding ZWS Stock Option (right to buy) 26K Sep 9, 2021 Common Stock 26K $25.77 Direct F4
holding ZWS Stock Option (right to buy) 38.2K Sep 9, 2021 Common Stock 38.2K $19.70 Direct F4
holding ZWS Stock Option (right to buy) 18.5K Sep 9, 2021 Common Stock 18.5K $23.13 Direct F4
holding ZWS Stock Option (right to buy) 7.07K Sep 9, 2021 Common Stock 7.07K $28.91 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $63.00 to $63.4350. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2 This transaction was executed in multiple trades at prices ranging from $63.29 to $64.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3 Based on information from the trustee of the 401(k) Plan.
F4 Option fully vested.