Rick Carpenter - 15 May 2025 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Signature
/s/ Rachel Malina, Attorney-in-Fact for Rick A. Carpenter
Issuer symbol
TNDM
Transactions as of
15 May 2025
Net transactions value
-$29,765
Form type
4
Filing time
19 May 2025, 18:06:15 UTC
Previous filing
19 Mar 2025
Next filing
05 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carpenter Rick Chief Technology Officer 12400 HIGH BLUFF DRIVE, SAN DIEGO /s/ Rachel Malina, Attorney-in-Fact for Rick A. Carpenter 19 May 2025 0001513889

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Award $15,953 +1,020 +6.2% $15.64 17,412 15 May 2025 Direct F1
transaction TNDM Common Stock Options Exercise $0 +596 +3.4% $0.000000 18,008 15 May 2025 Direct
transaction TNDM Common Stock Tax liability $4,858 -214 -1.2% $22.70 17,794 15 May 2025 Direct F2
transaction TNDM Common Stock Options Exercise $0 +1,437 +8.1% $0.000000 19,231 15 May 2025 Direct
transaction TNDM Common Stock Tax liability $11,690 -515 -2.7% $22.70 18,716 15 May 2025 Direct F2
transaction TNDM Common Stock Options Exercise $0 +3,589 +19% $0.000000 22,305 15 May 2025 Direct
transaction TNDM Common Stock Tax liability $29,170 -1,285 -5.8% $22.70 21,020 15 May 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TNDM Restricted Stock Unit Options Exercise $0 -596 -100% $0.000000 0 15 May 2025 Common Stock 596 Direct F3, F4, F5
transaction TNDM Restricted Stock Unit Options Exercise $0 -1,437 -20% $0.000000 5,748 15 May 2025 Common Stock 1,437 Direct F6, F7, F8
transaction TNDM Restricted Stock Unit Options Exercise $0 -3,589 -33% $0.000000 7,179 15 May 2025 Common Stock 3,589 Direct F7, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of shares of common stock pursuant to the Tandem Diabetes Care, Inc. Amended and Restated 2013 Employee Stock Purchase Plan (ESPP), for the ESPP purchase period of November 18, 2024, through May 15, 2025. This transaction is also exempt under Rule 16b-3(c).
F2 Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
F3 Awarded on May 25, 2022 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).
F4 Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
F5 RSU vest as to thiry-three percent (33%) of the total number of shares subject to the RSU on 5/15/2023, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.
F6 Awarded on May 25, 2023 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan, as amended, and agreements related thereto (the 2023 Plan).
F7 Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2023 Plan.
F8 RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2024, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.
F9 Awarded on May 23, 2024 pursuant to the 2023 Plan.
F10 RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2025, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.