Elizabeth A. Gasser - Aug 15, 2024 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Role
EVP, Chief Strategy Officer
Signature
/s/ Rachel Malina, Attorney-in-Fact for Elizabeth A. Gasser
Stock symbol
TNDM
Transactions as of
Aug 15, 2024
Transactions value $
-$33,566
Form type
4
Date filed
8/19/2024, 08:31 PM
Previous filing
Jun 12, 2024
Next filing
Nov 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Options Exercise $0 +163 $0.00 163 Aug 15, 2024 Direct
transaction TNDM Common Stock Tax liability -$2.59K -59 -36.2% $43.82 104 Aug 15, 2024 Direct F1
transaction TNDM Common Stock Options Exercise $0 +474 +455.77% $0.00 578 Aug 15, 2024 Direct
transaction TNDM Common Stock Tax liability -$7.45K -170 -29.41% $43.82 408 Aug 15, 2024 Direct F1
transaction TNDM Common Stock Options Exercise $0 +1.5K +368.38% $0.00 1.91K Aug 15, 2024 Direct
transaction TNDM Common Stock Tax liability -$23.5K -537 -28.1% $43.82 1.37K Aug 15, 2024 Direct F1
holding TNDM Common Stock 11.7K Aug 15, 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TNDM Restricted Stock Unit Options Exercise $0 -163 -25.08% $0.00 487 Aug 15, 2024 Common Stock 163 Direct F3, F4, F5
transaction TNDM Restricted Stock Unit Options Exercise $0 -474 -24.99% $0.00 1.42K Aug 15, 2024 Common Stock 474 Direct F4, F6, F7
transaction TNDM Restricted Stock Unit Options Exercise $0 -1.5K -12.5% $0.00 10.5K Aug 15, 2024 Common Stock 1.5K Direct F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
F2 The securities are held by The Gasser Family Trust dated September 1, 2011, of which Elizabeth A. Gasser is a co-trustee.
F3 Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).
F4 Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
F5 RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/15/2022, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter.
F6 Awarded on May 25, 2022 pursuant to the 2013 Plan.
F7 RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2023, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
F8 Awarded on May 25, 2023 pursuant to the Tandem Diabetes Care, Inc. 2023 Long-Term Incentive Plan, as amended, and agreements related thereto (the 2023 Plan).
F9 Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2023 Plan.
F10 RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on 5/15/2024, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter.