Dick Allen - 18 May 2023 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Role
Director
Signature
s/ Rachel Malina, Attorney-in-Fact for Dick P. Allen
Issuer symbol
TNDM
Transactions as of
18 May 2023
Net transactions value
+$265,522
Form type
4
Filing time
22 May 2023, 20:10:34 UTC
Previous filing
27 May 2022
Next filing
26 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Purchase $294,687 +10,000 +454% $29.47 12,205 18 May 2023 Direct
transaction TNDM Common Stock Gift $29,165 -1,000 -100% $29.16 0 22 May 2023 See Footnotes F3, F4, F5
holding TNDM Common Stock 21,892 18 May 2023 See Footnote F1
holding TNDM Common Stock 5,000 18 May 2023 See Footnotes) F2
holding TNDM Common Stock 1,000 18 May 2023 See Footnote(s) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held by the Allen Family Trust dated October 12, 1981.
F2 The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
F3 The shares were given as a bona fide gift to Hannah Lee Gammon.
F4 The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.
F5 The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
F6 The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.