| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TNDM | Common Stock | Options Exercise | $0 | +406 | +9.56% | $0.00 | 4.65K | Nov 29, 2021 | Direct | |
| transaction | TNDM | Common Stock | Tax liability | -$26.2K | -202 | -4.34% | $129.66 | 4.45K | Nov 29, 2021 | Direct | F1 |
| transaction | TNDM | Common Stock | Options Exercise | $18.9K | +1K | +22.47% | $18.86 | 5.45K | Dec 1, 2021 | Direct | F2 |
| transaction | TNDM | Common Stock | Sale | -$115K | -900 | -16.51% | $128.31 | 4.55K | Dec 1, 2021 | Direct | F3, F4 |
| transaction | TNDM | Common Stock | Sale | -$13K | -100 | -2.2% | $129.61 | 4.45K | Dec 1, 2021 | Direct | F3 |
| holding | TNDM | Common Stock | 242 | Nov 29, 2021 | Berger Family Trust | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TNDM | Restricted Stock Unit | Options Exercise | $0 | +406 | +11.1% | $0.00 | 4.07K | Nov 29, 2021 | Common Stock | 406 | Direct | F6, F7, F8 | |
| transaction | TNDM | Stock Option | Options Exercise | $18.9K | +1K | +1.61% | $18.86 | 63K | Dec 1, 2021 | Common Stock | 1K | $18.86 | Direct | F9, F10 |
| Id | Content |
|---|---|
| F1 | Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold. |
| F2 | Represents shares of common stock received upon exercise of a stock option award. |
| F3 | The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2021. |
| F4 | The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $127.97 to $128.75. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. |
| F5 | The securities are held by the Berger Family Trust dated April 16, 2008. |
| F6 | Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the 2013 Plan). |
| F7 | Each RSU represents a contingent right to receive one share of common stock of the Company. |
| F8 | RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/27/2021, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter. |
| F9 | The options vested as to fifty (50%) of the underlying shares on 6/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter, subject to the terms of the 2013 Plan. |
| F10 | The expiration date for these options is 10 years from the date of grant. |