David B. Berger - Oct 1, 2021 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Role
EVP, Bus Ops & Compliance
Signature
David B. Berger
Stock symbol
TNDM
Transactions as of
Oct 1, 2021
Transactions value $
-$80,280
Form type
4
Date filed
10/4/2021, 04:59 PM
Previous filing
Sep 17, 2021
Next filing
Oct 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Options Exercise $18.9K +1K +23.55% $18.86 5.25K Oct 1, 2021 Direct F1
transaction TNDM Common Stock Sale -$118K -1K -19.06% $118.00 4.25K Oct 1, 2021 Direct F2
holding TNDM Common Stock 242 Oct 1, 2021 Berger Family Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TNDM Stock Option Options Exercise $18.9K +1K +1.35% $18.86 75K Oct 1, 2021 Common Stock 1K $18.86 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon exercise of a stock option award.
F2 The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2021.
F3 The securities are held by the Berger Family Trust dated April 16, 2008.
F4 The options vested as to fifty percent (50%) of the underlying shares on 6/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter.
F5 The expiration date for these options is 10 years from the date of grant.