David B. Berger - 16 Aug 2021 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Role
EVP, Chief Business/Compliance
Signature
David B. Berger
Issuer symbol
TNDM
Transactions as of
16 Aug 2021
Net transactions value
-$721,250
Form type
4
Filing time
18 Aug 2021, 16:25:46 UTC
Previous filing
01 Jun 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Options Exercise $94,300 +5,000 +124% $18.86 9,042 16 Aug 2021 Direct F1
transaction TNDM Common Stock Sale $547,000 -5,000 -55% $109.40 4,042 16 Aug 2021 Direct F2
transaction TNDM Common Stock Options Exercise $94,300 +5,000 +124% $18.86 9,042 17 Aug 2021 Direct F1
transaction TNDM Common Stock Sale $551,450 -5,000 -55% $110.29 4,042 17 Aug 2021 Direct F3
holding TNDM Common Stock 242 16 Aug 2021 Berger Family Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TNDM Stock Option Options Exercise $94,300 +5,000 +5.9% $18.86 90,000 16 Aug 2021 Common Stock 5,000 $18.86 Direct F5, F6
transaction TNDM Stock Option Options Exercise $94,300 +5,000 +6.2% $18.86 85,000 17 Aug 2021 Common Stock 5,000 $18.86 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock received upon exercise of a stock option award.
F2 The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $109.18 to $109.67. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3 The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $110.18 to $110.55. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F4 The securities are held by the Berger Family Trust dated April 16, 2008.
F5 The options vested as to fifty percent (50%) of the underlying shares on 6/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter.
F6 The expiration date for these options is 10 years from the date of grant.