Dick Allen - 12 Aug 2021 Form 4 Insider Report for TANDEM DIABETES CARE INC (TNDM)

Role
Director
Signature
s/ David B. Berger, Attorney-in-Fact for Dick P. Allen
Issuer symbol
TNDM
Transactions as of
12 Aug 2021
Net transactions value
-$519,500
Form type
4
Filing time
16 Aug 2021, 16:42:11 UTC
Previous filing
03 Aug 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNDM Common Stock Gift $519,500 -5,000 -19% $103.90 21,892 12 Aug 2021 See Footnote F1, F2, F3
holding TNDM Common Stock 5,000 12 Aug 2021 See Footnotes) F4
holding TNDM Common Stock 1,000 12 Aug 2021 See Footnotes F5
holding TNDM Common Stock 1,000 12 Aug 2021 See Footnote(s) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were given as a bona fide gift to Hoag Hospital.
F2 The price per share reflects the average of the high and low trading prices of the Company's stock on the transaction date.
F3 The securities are held by the Allen Family Trust dated October 12, 1981.
F4 The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
F5 The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
F6 The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.