| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TNDM | Common Stock | Options Exercise | $13.9K | +189 | +0.95% | $73.73 | 20.2K | May 19, 2021 | See Footnote | F1, F2 |
| transaction | TNDM | Common Stock | Options Exercise | $9.95K | +135 | +0.93% | $73.73 | 14.6K | May 19, 2021 | See Footnotes | F1, F3 |
| transaction | TNDM | Common Stock | Sale | -$14K | -157 | -0.78% | $89.03 | 20K | May 19, 2021 | See Footnote | F1, F2 |
| transaction | TNDM | Common Stock | Sale | -$9.97K | -112 | -0.77% | $89.03 | 14.5K | May 19, 2021 | See Footnotes | F1, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TNDM | Restricted Stock Unit | Award | $0 | +2.21K | $0.00 | 2.21K | May 18, 2021 | Common Stock | 2.21K | Direct | F4, F5, F6 | ||
| transaction | TNDM | Warrant | Options Exercise | $13.9K | +189 | $73.73 | 0 | May 19, 2021 | Common Stock | 189 | $73.73 | See Footnote | F2, F7 | |
| transaction | TNDM | Warrant | Options Exercise | $9.95K | +135 | $73.73 | 0 | May 19, 2021 | Common Stock | 135 | $73.73 | See Footnotes | F3, F7 |
| Id | Content |
|---|---|
| F1 | The transaction reflects the cashless exercise of warrants to purchase common stock, at an exercise price of $73.726. Pursuant to the terms of the warrant, the shares of common stock were sold at a price equal to the average of the closing prices of the shares over the 30-day period ending three days prior to the date on which the notice of exercise was received by the Issuer. |
| F2 | The securities are held by the Chris J. Twomey and Rebecca J. Twomey Family Trust UTD September 20, 2002. |
| F3 | The securities are directly owed by Twomey Family Investments, LLC. The Reporting Person is co-manager of Twomey Family Investments, LLC and shares voting and investment power over the securities held by Twomey Family Investments, LLC and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Twomey Family Investments, LLC, except to the extent of his proportionate pecuniary interest therein. |
| F4 | Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan"). |
| F5 | Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan. |
| F6 | RSU will vest on the one-year anniversary of the grant date, subject to the terms of the 2013 Plan. |
| F7 | The expiration date for this warrant is August 31, 2021. |