Brian Mitts - 13 Mar 2026 Form 4 Insider Report for NexPoint Real Estate Finance, Inc. (NREF)

Role
Director
Signature
/s/ Paul Richards as attorney-in-fact for Brian Mitts
Issuer symbol
NREF
Transactions as of
13 Mar 2026
Net transactions value
$0
Form type
4
Filing time
17 Mar 2026, 16:47:30 UTC
Previous filing
24 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Mitts Brian Director 300 CRESCENT COURT, SUITE 700, DALLAS /s/ Paul Richards as attorney-in-fact for Brian Mitts 17 Mar 2026 0001514845

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NREF Common Stock Options Exercise +8,333 +10% 92,044 13 Mar 2026 Direct F1
transaction NREF Common Stock Disposed to Issuer -1,249 -1.4% 90,795 13 Mar 2026 Direct F2
transaction NREF Common Stock Tax liability -2,004 -2.2% $13.15* 88,791 13 Mar 2026 Direct
holding NREF Common Stock 95 13 Mar 2026 By child.

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NREF Restricted Stock Units Options Exercise -8,333 -33% $0.000000* 16,667 13 Mar 2026 Common Stock 0 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
F2 Represents the portion of previously reported restricted stock unit grant that vested on March 13, 2026 and settled in cash.
F3 On March 13, 2024, the reporting person was granted 33,333 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and one-fourth on March 13, 2026 and will vest one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.