| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| AUBIN JEAN-PIERRE | Co-Chief Executive Officer | 499 PARK AVENUE, NEW YORK | /s/ Jean-Pierre Aubin | 16 Mar 2026 | 0002053826 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BGC | Class A Common Stock, par value $0.01 per share | Award | +78,456 | +7% | 1,200,097 | 01 Apr 2025 | Direct | F1 | ||
| transaction | BGC | Class A Common Stock, par value $0.01 per share | Tax liability | -14,392 | -1.2% | $9.57* | 1,185,705 | 15 Mar 2026 | Direct | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Effective April 1, 2025, BGC Group, Inc. (the "Company") granted the reporting person 78,456 restricted stock units ("RSUs") granted under the BGC Group, Inc. Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A common stock, par value $0.01 ("Class A Common Stock"). Of these RSUs, 15,692 vested on March 15, 2026, and the remainder will vest ratably one-fourth (1/4th) on each of March 15, 2027, 2028, 2029, and 2030, provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and contingent upon the Company generating at least $5 million in gross revenues for the quarter in which the vesting occurs. |
| F2 | On March 15, 2026, pursuant to the vesting schedule of the RSUs previously granted to the reporting person, 29,368 RSUs became vested and issuable as shares of Class A Common Stock to the reporting person. The reported transaction involved the withholding by the Company of 14,392 shares of Class A Common Stock for taxes. The remaining 14,976 shares of Class A Common Stock were issued to the reporting person. |
| F3 | Consists of 581,190 shares of Class A Common Stock held directly after the vesting and withholding described in Footnote 1. |
| F4 | Also consists of 604,515 RSUs, of which (i) 29,368 RSUs will vest on each of March 15, 2027, 2028 and 2029, (ii) 15,688 will vest on March 15, 2030, (iii) 349,158 RSUs will vest on July 1, 2033, in each case provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and (iv) 151,565 RSUs will vest ratably over a period of four (4) years following the termination of the reporting person's employment with the Company. |