Jesse Chen - 12 Mar 2026 Form 4 Insider Report for AXT INC (AXTI)

Role
Director
Signature
/s/ Jeff Sensiba, Attorney-in-Fact
Issuer symbol
AXTI
Transactions as of
12 Mar 2026
Net transactions value
-$293,871
Form type
4
Filing time
16 Mar 2026, 14:32:12 UTC
Previous filing
12 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
CHEN JESSE Director 4281 TECHNOLOGY DR., FREMONT /s/ Jeff Sensiba, Attorney-in-Fact 16 Mar 2026 0001268534

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTI Common Stock Sale $293,871 -6,003 -4.9% $48.95 117,609 12 Mar 2026 Direct F1
transaction AXTI Common Stock Sale -8,083 -6.9% $50.25* 109,526 13 Mar 2026 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.72 to $49.825,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.39 to $51.38,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.