Timothy H. Kirtley - 11 Mar 2026 Form 4 Insider Report for PEOPLES FINANCIAL SERVICES CORP. (PFIS)

Role
EVP/CHIEF RISK OFFICER
Signature
/s/ James M. Bone, Jr., As Attorney in Fact for Timothy H. Kirtley
Issuer symbol
PFIS
Transactions as of
11 Mar 2026
Net transactions value
$0
Form type
4
Filing time
13 Mar 2026, 16:49:11 UTC
Previous filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kirtley Timothy EVP/CHIEF RISK OFFICER C/O PEOPLES SECURITY BANK & TRUST CO, 30 E D PREATE DRIVE, MOOSIC /s/ James M. Bone, Jr., As Attorney in Fact for Timothy H. Kirtley 13 Mar 2026 0001462058

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFIS Common Stock Options Exercise +281 +4.3% 6,768 11 Mar 2026 Direct F1
transaction PFIS Common Stock Tax liability -168 -2.5% $51.80* 6,600 11 Mar 2026 Direct F2
holding PFIS Common Stock 240 11 Mar 2026 PSBT 401 (k) Profit Sharing Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFIS Restricted Stock Units Options Exercise -281 -34% $0.000000* 545 11 Mar 2026 COMMON STOCK 281 Direct F1, F3, F4
holding PFIS Restricted Stock Units 3,332 11 Mar 2026 COMMON STOCK 3,332 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
F2 This amount includes 164 shares of time-based restricted common stock solely owned by Mr. Kirtley and 6,436 shares solely owned by Mr. Kirtley.
F3 On 3/28/2025, Mr. Kirtley was granted 826 RSUs vesting in three annual installments beginning 3/11/2025.
F4 281 RSUs vested on 3/11/2026 leaving 273 RSUs to vest on 3/11/2027 and 272 RSUs to vest on 3/11/2028.
F5 Each restricted stock unit represents a contingent right to receive one share of PFIS common stock.
F6 The restricted stock units vest in five equal annual installments beginning August 29, 2026.