Neal D. Koplin - 11 Mar 2026 Form 4 Insider Report for PEOPLES FINANCIAL SERVICES CORP. (PFIS)

Role
SR EVP/CHIEF BANKING OFFICER
Signature
/s/ James M. Bone, Jr., CPA, As Attorney in Fact for Neal D. Koplin
Issuer symbol
PFIS
Transactions as of
11 Mar 2026
Net transactions value
$0
Form type
4
Filing time
13 Mar 2026, 16:32:12 UTC
Previous filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KOPLIN NEAL D SR EVP/CHIEF BANKING OFFICER C/O PEOPLES SECURITY BANK & TRUST CO, 30 E D PREATE DRIVE, MOOSIC /s/ James M. Bone, Jr., CPA, As Attorney in Fact for Neal D. Koplin 13 Mar 2026 0001627699

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFIS Common Stock Options Exercise +323 +3% $0.000000* 10,944 11 Mar 2026 Direct F1
transaction PFIS Common Stock Tax liability -233 -2.1% $51.80* 10,711 11 Mar 2026 Direct F2
holding PFIS Common Stock 435 11 Mar 2026 IRA
holding PFIS Common Stock 409 11 Mar 2026 PSBT 401(k) Profit Sharing Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFIS Restricted Stock Unit Options Exercise -323 -34% $0.000000* 627 11 Mar 2026 Common Stock 323 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
F2 This amount includes 183 shares of time based restricted common stock solely owned by Mr. Koplin and 10,528.211 shares solely owned by Mr. Koplin.
F3 On 3/28/2025, Mr. Koplin was granted 950 RSUs vesting in three annual installments beginning 3/11/2026.
F4 323 RSUs vested on 3/11/2026 leaving 314 RSUs to vest on 3/11/2027 and 313 RSUs to vest on 3/11/2028.