John R. Anderson III - 11 Mar 2026 Form 4 Insider Report for PEOPLES FINANCIAL SERVICES CORP. (PFIS)

Role
EVP/CHIEF OPERATING OFFICER
Signature
/s/ James M. Bone, Jr., CPA, As Attorney in Fact for John R. Anderson
Issuer symbol
PFIS
Transactions as of
11 Mar 2026
Net transactions value
$0
Form type
4
Filing time
13 Mar 2026, 16:31:11 UTC
Previous filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ANDERSON JOHN R III EVP/CHIEF OPERATING OFFICER C/O PEOPLES SECURITY BANK & TRUST CO, 30 E D PREATE DRIVE, MOOSIC /s/ James M. Bone, Jr., CPA, As Attorney in Fact for John R. Anderson 13 Mar 2026 0001262459

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFIS Common Stock Options Exercise +295 +4.4% 6,980 11 Mar 2026 Direct F1
transaction PFIS Common Stock Tax liability -189 -2.7% $51.80* 6,791 11 Mar 2026 Direct F2
holding PFIS Common Stock 1,880 11 Mar 2026 PSBT 401(k) Profit Sharing Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFIS Restricted Stock Unit Options Exercise -295 -34% $0.000000* 571 11 Mar 2026 Common Stock 295 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units (RSUs) convert into common stock on a one-for-one basis.
F2 This amount includes 167 shares of time based restricted common stock solely owned by Mr. Anderson, 6,583.748 shares solely owned by Mr. Anderson, and 40 shares held jointly with his spouse.
F3 On 3/28/2025, Mr. Anderson was granted 866 RSUs vesting in three annual installments beginning 3/11/2026.
F4 295 RSUs vested on 3/11/2026 leaving 286 RSUs to vest on 3/11/2027 and 285 RSUs to vest on 3/11/2028.