John R. Anderson III - 31 Dec 2025 Form 5 Insider Report for PEOPLES FINANCIAL SERVICES CORP. (PFIS)

Role
EVP/CHIEF OPERATING OFFICER
Signature
/s/ James M. Bone, Jr., As Attorney in Fact for John R. Anderson
Issuer symbol
PFIS
Transactions as of
31 Dec 2025
Net transactions value
$0
Form type
5
Filing time
13 Feb 2026, 15:46:00 UTC
Previous filing
08 Apr 2025
Next filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ANDERSON JOHN R III EVP/CHIEF OPERATING OFFICER C/O PEOPLES SECURITY BANK & TRUST CO, 30 E D PREATE DRIVE, MOOSIC /s/ James M. Bone, Jr., As Attorney in Fact for John R. Anderson 13 Feb 2026 0001262459

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFIS Common Stock Award $0 +167 +3.3% $0.000000 5,288 31 Dec 2025 Direct F1
transaction PFIS Common Stock Other $0 +172 +10% $0.000000 1,880 31 Dec 2025 PSBT 401(k) Profit Sharing Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PFIS Restricted Stock Units 866 31 Dec 2025 COMMON STOCK 866 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amount includes 484 shares of time-based restricted common stock solely owned by Mr. Anderson; 4,763.748 shares solely owned by Mr. Anderson which includes 58.1850 shares acquired on 6/13/2025 under the Issuer's Dividend Reinvestment and Stock Purchase Plan (DRP), 54.5730 shares acquired on 9/15/2025 under the DRP, and 54.4850 shares acquired on 12/15/2025 under the DRP; and 40 shares held jointly with his spouse.
F2 This amount includes 171.0506 ESOP Stock Repurchase shares and 1.3102 Whole Share Reshuffle shares to Mr. Anderson's Employee Stock Ownership Plan (ESOP). The ESOP merged into the Peoples Security Bank 401(k) Profit Sharing Plan effective October 15, 2025.
F3 Each restricted stock unit represents a contingent right to receive one share of PFIS common stock.
F4 The restricted stock units vest in three equal annual installments beginning March 11, 2026.