| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Sun Richard | Director | 777 NORTH BROADWAY, LOS ANGELES | /s/ Georgia Lo, attorney-in-fact | 09 Feb 2026 | 0001706290 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CATY | Common Stock | 4,200 | 31 Dec 2025 | By Ivy Sun Separate Trust | ||||||
| holding | CATY | Common Stock | 17,315 | 31 Dec 2025 | By JKLM Limited Partnership | ||||||
| holding | CATY | Common Stock | 1,800 | 31 Dec 2025 | by Lin-Chih Corporation | ||||||
| holding | CATY | Common Stock | 5,800 | 31 Dec 2025 | by RIS Family Limited Partnership | ||||||
| holding | CATY | Common Stock | 1,100 | 31 Dec 2025 | By spouse | ||||||
| holding | CATY | Common Stock | 1,600 | 31 Dec 2025 | by Michael Sun Trust | ||||||
| holding | CATY | Common Stock | 19,747 | 31 Dec 2025 | By Sun Trust | F1 | |||||
| holding | CATY | Common Stock | 1,000 | 31 Dec 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | On June 6, 2025, 1,913 shares of common stock of Cathay General Bancorp were transferred from Richard Sun as direct ownership to the Sun Trust as indirect ownership, without the payment of any consideration. |