Neil D. Wilkin Jr. - 31 Jan 2026 Form 4 Insider Report for OPTICAL CABLE CORP (OCC)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
/s/ Neil D. Wilkin, Jr.
Issuer symbol
OCC
Transactions as of
31 Jan 2026
Net transactions value
-$39,440
Form type
4
Filing time
03 Feb 2026, 16:47:28 UTC
Previous filing
03 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
WILKIN NEIL D JR Chairman, President and CEO, Director, 10%+ Owner 5290 CONCOURSE DRIVE, ROANOKE /s/ Neil D. Wilkin, Jr. 03 Feb 2026 0001241189

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCC Common Stock Tax liability $39,440 -8,000 -0.77% $4.93 1,035,155 31 Jan 2026 Direct F1
holding OCC Common Stock 22,595 31 Jan 2026 By Wilkin Capital Fund I, LLC F2
holding OCC Common Stock 315 31 Jan 2026 By Daughter #1 F3
holding OCC Common Stock 315 31 Jan 2026 By Daughter #2 F3
holding OCC Common Stock 115 31 Jan 2026 By Daughter #3 F3
holding OCC Common Stock 315 31 Jan 2026 By Son F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 8,000 shares are being surrendered as allowed by the Company's 2017 Stock Incentive Plan for the payment of taxes currently due on previously granted restricted shares. Mr. Wilkin is surrendering 8,000 shares as partial payment of the taxes due, and paying cash for the remainder of the taxes due.
F2 The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
F3 The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.