Luis de la Aguilera - 29 Jan 2026 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
President and CEO, Director
Signature
/s/ Robert Anderson by P.O.A. for Luis de la Aguilera
Issuer symbol
USCB
Transactions as of
29 Jan 2026
Net transactions value
-$105,200
Form type
4
Filing time
30 Jan 2026, 08:02:09 UTC
Previous filing
28 Jan 2026
Next filing
10 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
DE LA AGUILERA LUIS President and CEO, Director C/O USCB FINANCIAL HOLDINGS, INC., 2301 N.W. 87TH AVENUE, DORAL /s/ Robert Anderson by P.O.A. for Luis de la Aguilera 30 Jan 2026 0001916660

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Options Exercise $75,000 +10,000 +4.1% $7.50 255,893 29 Jan 2026 Direct F1
transaction USCB Class A Voting Common Stock Sale $180,200 -10,000 -3.9% $18.02 245,893 29 Jan 2026 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USCB Stock Option (Right to Buy) Options Exercise $0 -10,000 -100% $0.000000 0 29 Jan 2026 Common Stock 0 $7.50 Direct F3
holding USCB Stock Option (Right to Buy) 40,000 29 Jan 2026 Common Stock 40,000 $11.35 Direct F4
holding USCB Stock Option (Right to Buy) 160,000 29 Jan 2026 Common Stock 160,000 $12.05 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes the grant of 27,632 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027, 17,082 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024.
F2 The price reported in column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.16, inclusive. The reporting person undertakes to provide to USCB, or any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The stock options vested at the rate of 25% per year commencing on April 1, 2017.
F4 The stock options vested at the rate of one-third per year commencing on September 23, 2020.
F5 The stock options vested at the rate of one-third per year commencing on September 27, 2022.