| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| te Boekhorst Paul Francis Olivier | President and CEO, Director | C/O IMMUCELL CORPORATION, 56 EVERGREEN DRIVE, PORTLAND | /s/ Timothy C. Fiori Attorney-in-Fact | 29 Jan 2026 | 0002095704 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICCC | Stock Options (right to buy) | Award | $0 | +110,000 | $0.000000 | 110,000 | 27 Jan 2026 | Common Stock | 110,000 | $6.26 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Option grant made to Mr. te Boekhorst in connection with his employment as President and CEO. The option shall be treated as an incentive stock option to the maximum extent permitted by the Internal Revenue Code of 1986, as amended, with the balance treated as nonqualified stock option. One hundred percent of the stock option will vest when the Issuer's net operating income for four consecutive calendar quarters equals or exceeds 300% of the Issuer's audited net operating income for its 2025 fiscal year. |