Martha Guerra-Kattou - 21 Jan 2026 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
EVP, Sales and Marketing
Signature
/s/ Robert Anderson by P.O.A. for Martha Guerra-Kattou
Issuer symbol
USCB
Transactions as of
21 Jan 2026
Net transactions value
-$11,902
Form type
4
Filing time
23 Jan 2026, 13:59:33 UTC
Previous filing
30 Oct 2025
Next filing
26 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GUERRA-KATTOU MARTHA EVP, Sales and Marketing C/O USCB FINANCIAL HOLDINGS, INC., 2301 N.W. 87TH AVENUE, DORAL /s/ Robert Anderson by P.O.A. for Martha Guerra-Kattou 23 Jan 2026 0001916962

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability $11,902 -584 -1.6% $20.38 35,132 21 Jan 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 40,000 21 Jan 2026 Class A Voting Common Stock 40,000 $12.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 885 shares of restricted stock from a grant of 2,655 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,644 shares of restricted stock from a grant of 4,933 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 13,333 shares of restricted stock from a grant of 20,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025 and 3,938 shares of restricted stock from a grant of 5,907 shares which commenced vesting at a rate of one-third per year on January 21, 2026.
F2 The options vested at a rate of one-third per year commencing on January 22, 2022.