Graham Purdy - 02 Jan 2026 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Role
President and CEO, Director
Signature
/s/ Graham Purdy
Issuer symbol
TPB
Transactions as of
02 Jan 2026
Net transactions value
-$40,568
Form type
4
Filing time
06 Jan 2026, 20:50:38 UTC
Previous filing
10 Dec 2025
Next filing
05 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Purdy Graham President and CEO, Director 5201 INTERCHANGE WAY, LOUISVILLE /s/ Graham Purdy 06 Jan 2026 0001794878

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TPB Common Stock Tax liability $40,568 -368 -0.16% $110.24 227,098 02 Jan 2026 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TPB Forward contract 140,140 02 Jan 2026 Common Stock Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involves shares withheld for the payment of taxes related to the restricted units that have vested on 1/2/2026.
F2 The total reported in Column 5 includes 33,186 restricted stock units and 193,912 shares of common stock.
F3 On December 8, 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $12.3 million secured by a pledge of up to 140,140 shares of the issuer's common stock (the "Pledged Shares"). Beginning on the maturity date of December 10, 2026, the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 140,140 shares of the Issuer's common stock at a price per share ranging from $91.50 to $104.45 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.