| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| JORDEN DAVID EMERSON | CEO/CFO, Director | C/O NUO THERAPEUTICS, INC., 8285 EL RIO, SUITE190, HOUSTON | /s/ David Jorden | 05 Jan 2026 | 0001313516 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Common Stock | Options Exercise | $50,000 | +125,000 | +6.4% | $0.4000 | 2,071,755 | 01 Jan 2026 | Direct | |
| transaction | AURX | Common Stock | Tax liability | $50,001 | -25,381 | -1.2% | $1.97 | 2,046,374 | 01 Jan 2026 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Option to purchase common stock | Options Exercise | $0 | -125,000 | -100% | $0.000000 | 0 | 31 Dec 2018 | Common Stock | 125,000 | $0.4000 | Direct |
| Id | Content |
|---|---|
| F1 | Represents a net exercise of outstanding stock options. The reporting person received 99,619 shares of common stock on the net exercise of option to purchase 125,000 shares of common stock. The issuer withheld 25,381 shares of common stock underlying the option for payment of the exercise price using the closing price of $1.97. |