| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Mintz Paul | Director | C/O NUO THERAPEUTICS, INC., 8285 EL RIO, SUITE190, HOUSTON | /s/ David Jorden, attorney-in-fact | 11 Dec 2025 | 0001480208 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Common Stock | Options Exercise | $20K | +50K | +74.2% | $0.40 | 117K | 09 Dec 2025 | Direct | |
| transaction | AURX | Common Stock | Tax liability | -$20K | -9.09K | -7.74% | $2.20 | 108K | 09 Dec 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AURX | Option to purchase common stock | Options Exercise | $0 | -50K | -100% | $0.00 | 0 | 31 Dec 2018 | Common Stock | 50K | $0.40 | Direct |
| Id | Content |
|---|---|
| F1 | Represents a net exercise of outstanding stock options. The reporting person received 40,909 shares of common stock on the net exercise of option to purchase 50,000 shares of common stock. The issuer withheld 9,091 shares of common stock underlying the option for payment of the exercise price using the closing price of $2.20. |