| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CHENG DUNSON K | Executive Chairman, Director | 777 NORTH BROADWAY, LOS ANGELES | /s/ Georgia Lo, attorney-in-fact | 2025-11-26 | 0001185628 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CATY | Common Stock | Sale | -$363K | -7.59K | -5.2% | $47.81 | 138K | Nov 24, 2025 | Direct | F1 |
| holding | CATY | Common Stock | 385K | Nov 24, 2025 | Husband & Wife Trust | ||||||
| holding | CATY | Common Stock | 182K | Nov 24, 2025 | Nonmarital Share Trust | ||||||
| holding | CATY | Common Stock | 103K | Nov 24, 2025 | By ESOP |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $47.62 to $48.03, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |