| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| YOUNG MORRIS S | CEO | 4281 TECHNOLOGY DR., FREMONT | /s/ Jeff Sensiba, Attorney-in-Fact | 17 Nov 2025 | 0001078582 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXTI | Common Stock | Options Exercise | $364,700 | +70,000 | +2.9% | $5.21 | 2,509,490 | 14 Nov 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXTI | Stock Option (Right to Buy) | Options Exercise | $0 | -70,000 | -10% | $0.000000 | 621,953 | 14 Nov 2025 | Common Stock | 70,000 | $5.21 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. |
| F2 | Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. |