Luis Alvarado - 02 May 2025 Form 4 Insider Report for NEWMARK GROUP, INC. (NMRK)

Role
Chief Operating Officer
Signature
/s/ Luis Alvarado
Issuer symbol
NMRK
Transactions as of
02 May 2025
Net transactions value
$0
Form type
4
Filing time
17 Nov 2025, 16:02:00 UTC
Previous filing
14 Apr 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ALVARADO LUIS Chief Operating Officer C/O NEWMARK GROUP, INC., 125 PARK AVENUE, NEW YORK /s/ Luis Alvarado 17 Nov 2025 0002063962

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NMRK Newmark Holdings Exchangeable Limited Partnership Interests Award +1,219 +23% 6,603 02 May 2025 Class A common stock, par value $0.01 per share 1,128 Direct F1, F3
transaction NMRK Newmark Holdings Exchangeable Limited Partnership Interests Award +1,220 +19% 7,731 28 Jul 2025 Class A common stock, par value $0.01 per share 1,128 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 2, 2025, Newmark Group, Inc. (the "Company") granted the reporting person 1,219 exchange rights with respect to 1,219 previously awarded units of Newmark Holdings, L.P. ("Newmark Holdings") that were previously non-exchangeable. The grant of exchange rights was made in accordance with a monetization schedule approved before the reporting person became an executive officer of the Company and is being reported late due to an inadvertent administrative delay.
F2 On July 28, 2025, the Company granted the reporting person 1,220 exchange rights with respect to 1,220 previously awarded units of Newmark Holdings that were previously non-exchangeable. The grant of exchange rights was made in accordance with a monetization schedule approved before the reporting person became an executive officer of the Company and is being reported late due to an inadvertent administrative delay.
F3 The exchange rights are exerciseable at any time for shares of Class A common stock, par value $0.01 per share, of the Company, at the then-current exchange ratio (which was 0.9248 as of November 17, 2025), which is subject to adjustment.