Gary L. Fischer - 20 Oct 2025 Form 4 Insider Report for AXT INC (AXTI)

Role
CFO
Signature
/s/ Jeff Sensiba, Attorney-in-Fact
Issuer symbol
AXTI
Transactions as of
20 Oct 2025
Net transactions value
+$22,410
Form type
4
Filing time
22 Oct 2025, 16:55:55 UTC
Previous filing
20 Feb 2025
Next filing
30 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FISCHER GARY L CFO 4281 TECHNOLOGY DR., FREMONT /s/ Jeff Sensiba, Attorney-in-Fact 22 Oct 2025 0001257647

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTI Common Stock Options Exercise $22,410 +10,280 +2% $2.18 528,704 20 Oct 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTI Stock Option (Right to Buy) Options Exercise $0 -10,280 -4% $0.000000 247,828 20 Oct 2025 Common Stock 10,280 $2.18 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016.
F2 Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016.