SIMON H. STERTZER - 19 Sep 2025 Form 4 Insider Report for BioCardia, Inc. (BCDA)

Role
Director
Signature
/s/ David McClung, by power of attorney
Issuer symbol
BCDA
Transactions as of
19 Sep 2025
Net transactions value
+$498,000
Form type
4
Filing time
23 Sep 2025, 09:00:48 UTC
Previous filing
02 Jul 2025
Next filing
10 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
STERTZER SIMON H Director C/O BIOCARDIA, INC., 320 SOQUEL WAY, SUNNYVALE /s/ David McClung, by power of attorney 23 Sep 2025 0001031689

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCDA Common Stock Purchase $498,000 +398,400 +207% $1.25 591,054 19 Sep 2025 See Footnote F1, F3
holding BCDA Common Stock 57,138 19 Sep 2025 Direct
holding BCDA Common Stock 59,204 19 Sep 2025 See Footnote F2
holding BCDA Common Stock 777 19 Sep 2025 See Footnote F4
holding BCDA Common Stock 6,102 19 Sep 2025 See Footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BCDA Warrant (right to buy) Purchase +398,400 +225% 575,675 19 Sep 2025 Common Stock 398,400 $1.25 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.
F2 These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
F3 These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
F4 These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
F5 These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.