DANIEL B. STEADMAN - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive VP, Advisory Committee Member
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Daniel B. Steadman
Issuer symbol
HNNA
Transactions as of
18 Sep 2025
Net transactions value
-$33,329
Form type
4
Filing time
19 Sep 2025, 16:29:37 UTC
Previous filing
03 Sep 2025
Next filing
09 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
STEADMAN DANIEL B Executive VP, Advisory Committee Member 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa M. Nilsen, Attorney-in-Fact for Daniel B. Steadman 19 Sep 2025 0001165096

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +9,400 +30% $0.000000 40,832 18 Sep 2025 Direct F1
transaction HNNA Common Stock Tax liability $33,329 -3,008 -7.4% $11.08 37,824 18 Sep 2025 Direct
holding HNNA Common Stock 1,750 18 Sep 2025 FBO Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.