Kathryn Fahy - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Kathryn Fahy
Issuer symbol
HNNA
Transactions as of
18 Sep 2025
Net transactions value
-$44,564
Form type
4
Filing time
19 Sep 2025, 16:27:03 UTC
Previous filing
14 May 2025
Next filing
11 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fahy Kathryn SVP and CFO 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa M. Nilsen, Attorney-in-Fact for Kathryn Fahy 19 Sep 2025 0001729765

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +12,500 +19% $0.000000 76,711 18 Sep 2025 Direct F1
transaction HNNA Common Stock Tax liability $44,564 -4,022 -5.2% $11.08 72,689 18 Sep 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.