Brian A. Hennessy - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Teresa Nilsen, Attorney-in-Fact for Brian A. Hennessy
Issuer symbol
HNNA
Transactions as of
18 Sep 2025
Net transactions value
$0
Form type
4
Filing time
19 Sep 2025, 16:19:10 UTC
Previous filing
05 Mar 2025
Next filing
22 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HENNESSY BRIAN A Director 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa Nilsen, Attorney-in-Fact for Brian A. Hennessy 19 Sep 2025 0001165100

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5,600 +2.5% $0.000000 233,964 18 Sep 2025 By Trust F1
holding HNNA Common Stock 21,388 18 Sep 2025 Direct F2
holding HNNA Common Stock 21,388 18 Sep 2025 By Spouse's IRA F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.
F2 Includes 742.1462 shares acquired through automatic dividend reinvestments.