Thomas L. Seavey - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Thomas L. Seavey
Issuer symbol
HNNA
Transactions as of
18 Sep 2025
Net transactions value
$0
Form type
4
Filing time
19 Sep 2025, 16:15:35 UTC
Previous filing
18 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SEAVEY THOMAS L Director 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa M. Nilsen, Attorney-in-Fact for Thomas L. Seavey 19 Sep 2025 0001165097

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5,600 +11% $0.000000 56,029 18 Sep 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.
F2 Includes 5 shares previously reported as sold due to an administrative error. There was no transaction.