Kiera M. Newton - 18 Sep 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Kiera M. Newton
Issuer symbol
HNNA
Transactions as of
18 Sep 2025
Net transactions value
$0
Form type
4
Filing time
19 Sep 2025, 16:12:05 UTC
Previous filing
27 Mar 2025
Next filing
25 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Newton Kiera Director 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa M. Nilsen, Attorney-in-Fact for Kiera M. Newton 19 Sep 2025 0001922256

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5,600 +48% $0.000000 17,258 18 Sep 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.