Kiera Newton - Sep 18, 2025 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Director
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Kiera M. Newton
Stock symbol
HNNA
Transactions as of
Sep 18, 2025
Transactions value $
$0
Form type
4
Date filed
9/19/2025, 04:12 PM
Previous filing
Mar 27, 2025
Next filing
Sep 25, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Newton Kiera Director 7250 REDWOOD BLVD, SUITE 200, NOVATO /s/ Teresa M. Nilsen, Attorney-in-Fact for Kiera M. Newton 2025-09-19 0001922256

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +5.6K +48.04% $0.00 17.3K Sep 18, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.