WILLIAM W. SMITH JR - 17 Sep 2025 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr.
Issuer symbol
SMSI
Transactions as of
17 Sep 2025
Net transactions value
$0
Form type
4
Filing time
18 Sep 2025, 18:40:54 UTC
Previous filing
15 Sep 2025
Next filing
30 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMITH WILLIAM W JR President and CEO, Director, 10%+ Owner 5800 CORPORATE DRIVE, PITTSBURGH /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. 18 Sep 2025 0001251368

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMSI Common stock purchase warrant Award +518,561 518,561 17 Sep 2025 Common stock 518,561 $0.7300 Smith Living Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock purchase warrant was purchased from the issuer by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $433,000.